We represent individuals, broker-dealers and financial institutions in a wide variety of litigation arising under federal and state securities laws. Examples include defense of customer complaints, class-action suits, and employment and discrimination claims, intra-industry disputes and regulatory, investigatory, and criminal proceedings instituted by the federal and state governments, as well as self-regulatory organizations such as the National Association of Securities Dealers, New York Stock Exchange, American Stock Exchange, and Chicago Board of Options Exchange.
Our business and finance attorneys work closely with attorneys in the firm concentrating in other fields of law whenever such expertise will help achieve the client's objectives. On the transactional side, we are particularly strong in tax, ERISA, environmental, water, real property, financial institutions, partnership, utilities, probate, and labor and employment law.